Compliance Officer Jobs in New York, NY

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

About the Role: Grade Level (for internal use): 12 The Role: Compliance Officer The Compliance Officer role is based in Englewood or New York and the successful candidate... Read More

Job Description A commercial banking client is looking for a Compliance Officer to join their organization this person will be assisting the Chief Compliance Officer for... Read More

About this role: Wells Fargo is seeking a Senior Lead Compliance Officer in Corporate Risk as part of Wealth Investment Management (WIM) Compliance. Learn more about the... Read More

Role Value Proposition Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to comply with applicable internal... Read More

Assists in the implementation, maintenance and administration of a specific compliance program. Coordinates and performs risk assessment, monitoring, testing and... Read More

Senior Data Privacy Compliance Officer - Legal Compliance New York, NY Posted Jun 11, 2024 - Requisition No. 125883 The energy of a newsroom, the pace of a trading floor,... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Senior Compliance Officer - Bloomberg Tradebook - Legal Compliance New York, NY Posted Apr 26, 2024 - Requisition No. 124879 The energy of a newsroom, the pace of a... Read More

Do you want your voice heard and your actions to count? Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world.... Read More

Senior Compliance Officer - Trade / Export Control - Legal Compliance New York, NY Posted May 17, 2024 - Requisition No. 125360 The energy of a newsroom, the pace of a... Read More

About the Role: Grade Level (for internal use): 12 About the Role: S P Global is seeking a Compliance Director to join our Compliance Team for the S P Global Dow Jones... Read More

The Chief Compliance Officer of Park Avenue Securities (PAS) will be responsible for representing the firm to regulatory bodies and other key constituents as well as... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

SEF Compliance Surveillance Lead and Advisory Compliance Officer - Legal Compliance New York, NY Posted Apr 25, 2024 - Requisition No. 124842 The energy of a newsroom, the... Read More

Serves as a function/business/product compliance risk officer for Independent Compliance Risk Management (ICRM) responsible for assisting with internal strategies,... Read More

The Compliance Anti-Money Laundering (AML) Risk Management Senior Officer is a senior level position responsible for establishing internal procedures to prevent money... Read More

SMBC Group is a top-tier global financial group. Headquartered in Tokyo and with a 400-year history, SMBC Group offers a diverse range of financial services, including... Read More

Role Value Proposition Compliance Risk Management (CRM) delivers a compliance risk framework that enables the businesses and functions to comply with applicable internal... Read More